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this course will enable fund managers to effectively integrate ESG considerations into their investment strategies
information-connected approach
it examines how internal control systems can enhance staff integrity and provides strategies for detecting potential corruption and malpractice among staff and clients in SFC-licensed firms
The course discusses in depth the implications of not following the guidelines set by the SFC
Regulation and Compliance – General Introduction for SFC Licensees Hong Kong Simplified Chinese this course will enable fundA general overview of Hong Kong SFCs regulatory environment for employees of firms which are licensed or are going to be licensed. This course is an induction course for new joiners and a refresher course for existing staff. You will earn 1 CPT hour upon completion. After purchasing this course a link will be sent to your email address directing you to the course shortly (should be within an hour). Should you encounter any issues please email
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